Recording Policy and Guidelines
Scope of this chapter
Good recording on a child’s record is important, as it provides an accurate account of Children’s Social Care’s involvement with the child and their family and/or carers. The information on a child’s record should help the child to understand why Children’s Social Care was/is involved in their life, how Children’s Social Care tried to help them and their family or carers and what decisions were made and why. Good recording also enables practitioners to understand the child, their family and what support is in place so they don’t need to retell their story, for example when their usual practitioner is unavailable or changes.
Relevant Regulations
Please see addition local information in the Durham Resource Library.
Related guidance
- Subject Access Request Procedure
- Practice Standards for Case Recording in the Durham Resource Library.
- How we Practice in Durham Guide
- Language that Cares
Amendment
This chapter was reviewed and amended in May 2024, to ensure it was in line with Durham's 'How We Practice in Durham' Guide and 'Language That Care's' document.
Every child involved with Children's Social Care is required to have their own electronic record on Liquidlogic (the recording system for Children's Social Care). This record is created by the First Contact Team once a referral is accepted by Children's Social Care and will remain active until involvement with the child ends.
The child's record should reflect the child's life and what has happened to them, the people who love and care about them, their achievements and the support offered to help them now and in the future. The record should be written in a way that increases the child's understanding of their background, experiences and the decisions which were made, which is particularly important where a child may not have been able to remain in the care of their parent(s) and/or family or carers.
The child's record will usually be developed from notes taken during a visit or interview and these may be used directly, or from information in a report or court statement. The Family Court, in the case of RE M and N (Children) (Local authority gathering, preserving and disclosing evidence) advised that social workers/practitioners must make up to date notes which form an understandable, current record. The notes should be legible, signed and dated and include who was there during the meeting/conversation. The notes should be detailed and include descriptions, actions and views etc. In some instances, sketches/diagrams may be helpful in establishing the accuracy of explanations given, e.g. with regard to how injuries were sustained, etc.
Note: These original notes might need to be disclosed in a court.
All records for the child must be held on the child's electronic file - Liquid Logic.
Every child's record must hold details of the child's full name, date of birth and any identification number. The spelling of names should be accurate and, where possible, evidenced e.g. birth certificate. In some instances, key information may change and it is important that the child's record reflects the child's circumstances at that time.
The following information should be included on the child's record:
- Names and details of everyone who lives in the family home with the child, highlighting the person (s) who has/have parental responsibility;
- Where the child does not live within the family home, the details of where they are living, who with and the legal status of the child;
- Names and details of the child and parent/carer's most important people (such as family, friends, neighbours, youth workers) who may offer support to the child and their family and who the child may spend time with;
- A record of managers' decisions and reasons for making them;
- Details of arrangements for the child to spend time with their family or their important people;
- Details and, where appropriate, copies of any Orders made regarding the child;
- Copies of reports provided during any court proceedings, including specialist assessments and any reports written by the Children's Guardian;
- Information about educational progress and where the child is Looked After , their Personal Education Plan (PEP);
- Where a child has Special Educational Needs or Learning Disability, copies of any relevant information, including copies of any Special Educational Needs (SEN) Support Plans or Education Health and Care Plans (EHCP);
- Relevant information about the child's health, and where the child is Looked After, a copy of the child's Health Assessment;
- Details of any arrangements of the use of private providers, for example, an independent fostering agency;
- Copies or photographs of direct work completed with the child/family to help the child to understand their situation or to gather their views for example, direct work tools completed with the child or a words and pictures explanation;
- Record of visits by the practitioner working with the child and their family.
The child's record should be separate from other records, such as an Adoption Record or those relating to a foster carer or children's home, which are not solely concerned with the individual child. Where some information on one of these other records is relevant to the child, this entry should also be added to the child's record.
When adoption is the plan for the child the responsible local authority may transfer a copy of the child's record (or part of that record) to another adoption agency when this is in the best interests of the child, and a written record is kept of this transfer. (s.4 The Adoption and Care Planning (Miscellaneous Amendments) Regulations 2018, amending s. 49 of the Care Planning, Placement and Case Review (England) Regulations 2010).
See also Practice Standards for Recording in the Durham Resource Library.
Each visit should be recorded to include:
- The place and date of the visit;
- Who was there;
- Why the visit took place;
- Whether an interpreter was used;
- Whether the child was seen and if they were seen alone (and if not why);
- A description of what was discussed and what the practitioner saw during the visit, including anything that was worrying and anything that helps to reduce the worries or make life better for the child/family;
- What the child said, in their own words, or what their behaviour might be telling us;
- What the parents said, how they behaved and what this might mean;
- Highlight any key changes for the child/or family, such as whether anyone else is living in the family home or if anyone has moved out of the home;
- An analysis of what is happening that is worrying, what is helping to reduce the worries and anything else that needs to happen to improve things for the child/family;
- Unsuccessful visits to the child should also be recorded, for example, if a visit has been undertaken but no-one was home. In these circumstances, consider whether anything else needs to happen and when the next visit should take place.
The child's record must also include a Genogram, chronology, Child and Family Assessment, the child's plan, and a transfer/closing summary (where appropriate).
All other contact with children, their families, their important people, colleagues and other practitioners must be recorded in the same way, i.e. who was there or seen, the date, the relevant discussions, actions or decisions taken and by whom, and the reasons for decisions. This includes conversations, phone calls, visits, letters, emails, assessments, and reports.
Anything else that the child thinks is important and wants included should be added to their record, such as letters, photographs or school certificates.
The record should be written and updated in a way that:
- The decision-making process is clear;
- The views of the child, parents and/or carers and the child's important people are clear and include their views around decisions and actions being taken;
- Record's the review meeting's goals and next steps that are trying to be achieved with a child and their family, who will do what and by when;
- It is clear about how the support offered or actions taken link to the goals or recommendations.
There should be an up to date 'Case Note Summary' on each child's record. The summary should provide a brief 'pen picture' of the child, their important people and their current situation. The summary should show the child that the practitioner knows them well, knows what is happening in their life that is worrying and what helps with the worries or makes life better for the child. It should allow colleagues to understand the child and their situation, and include details of the key people involved with the child, their phone numbers/email addresses, and the current safety plan (where relevant) so this information is easy to find if the child's usual practitioner is away from the office or the Emergency Duty Team need to respond outside of normal working hours. The case note summary should be updated whenever there is a significant change in the child's circumstances and/or information, or every 3 months (whichever occurs first). The information shared in the summary should be up to date, accurate, useful, and succinct.
For what information should be included in a child's case note summary see: Quick Reference Guide to Case Summaries in the Durham Resource Library.
The practitioner who is directly involved in the event that is being recorded, for example, the practitioner who has completed a visit to the child or taken a phone call, should be the person who records this on the child's record.
Where this is not possible and records are completed or updated by another practitioner, it must be clear from the record which person completed the record.
Records of decisions must show who has made the decision and the reason for the decision.
Records should be updated as information becomes available or as decisions are made but where this is not possible, records must be updated within 24 hours of the event.
Where information is recorded late this must be identified on the record and the date and time of the entry should be included.
Any information included in the child's record must be relevant, accurate and meet the legal requirements of these procedures.
Records about the child and their family should be factually correct. If a child / young person feels that information in their record is not accurate, they have a right to ask for this to be corrected. Local authorities have 1 month to respond to these requests. If such a request is received, the local authority should take reasonable steps to understand if the information is accurate and change the record where needed.
Records must be clear about the difference between facts, opinions, assessments, judgements and decisions. Records must also be clear about what is first-hand information and information obtained from third parties.
A certain amount of cross-referencing between brothers and sisters is inevitable, however information should only be recorded for the sibling(s) involved or where it is relevant to them.
Information recorded on a child's record should be recorded using kind and clear language that the child and their family would be able to understand. The information should be balanced between the worries and any strengths and recorded in a way that would make families want to work with practitioners within Children's Social Care as opposed to them feeling judged. Practitioners should use the family's language and should ask children and families which words and language they would like to be used.
When recording on a child's record, practitioners should remember that it is the child's record, and they may wish to access their record either now or in the future. Practitioners should consider how the recording may make the child feel.
Records must not contain any expressions that might offend any person or group of people in terms of race, culture, class, religion, age, disability, or sexual orientation.
Acronyms and abbreviations should be avoided and any professional terms such as legal orders should be explained.
See: Language that Cares, Subject Access Request Procedure in the Durham Resource Library.
Children and their parent(s) should be made aware of what information is included in the child's record and they should be involved when information is gathered or recorded about them ('nothing about us, without us'). Children and their parents should feel part of the recording process. A child or their parent(s) can request to see the child's record at any time and in these instances, the Subject Access Request Procedure should be followed.
Children, parents, their families, and other people who are important to them, should be asked to provide information, share their views and what they want to happen, and contribute to assessments, reports and developing their own plans.
The child (and parents where needed) should be supported to help them share their views for example through an advocate or specialist support such as a signer.
Practitioners should seek consent from children and/or their parents to share information about them with others. Information should be shared with the consent of the child and family if appropriate. Wherever possible the wishes of those who do not want their confidential information to be shared should be respected. Information can still be shared without consent where there are worries that a child is suffering or likely to suffer significant harm or if there is a risk of harm to others. In such circumstances practitioners should ensure that the information shared is necessary for the purpose for which it is being shared and shared only with those who need to have it.
See Durham Safeguarding Children Partnership Procedures, Information Sharing Procedure and DfE, Information Sharing: Advice for Safeguarding Practitioners.
It is the responsibility of the Team Manager to ensure all records are maintained appropriately, although the responsibility can be delegated to other practitioners as appropriate.
The manager should routinely check samples of records to ensure they are up to date and maintained as required and, if not, that they are updated or corrected as soon as possible.
Records and forms must be designed to fit their purpose and used consistently across the organisation.
The Senior Management Team must approve the design of all records and forms before coming into use.
All records held on children must be kept securely. Any historical paper files should be stored in a locked cabinet, usually in an office which only staff have access to.
These records should not be left unattended when not in their normal location.
All electronic records must be kept securely and comply with the requirements of the Data Protection Act 2018. This will include arrangements such as:
- Password protection;
- Automatic log out of screens;
- Logging off computers;
- Changing passwords on a regular basis.
Where staff are working in a 'mobile' / 'hot-desking' context, records (including information on computer screens) should not be seen by others.
Where paper files are also kept, information held in electronic records must accurately reflect the same information recorded within paper files.
Where more than one paper volume exists, the dates covered by each volume must be clearly recorded on the front cover.
All records, whether they are physical or electronic, should be securely kept and electronic messaging (e.g. emails) should also be sent in a secure and safe way so that information is only shared with those who have the right to see it.
Records should not normally be taken from the location where they are usually kept.
If it is necessary to remove a record from its normal location, a manager should approve this and should state how long for. The manager must also be satisfied that adequate measures are in place to ensure the security of the record(s) whilst they are removed. For example, records must never be left in unattended vehicles.
The authorisation for a record to be removed must be recorded and those who may have need to see the records should be informed of their removal. The manager must then ensure the record is returned as required/agreed.
Should the situation ever occur where a file / document is lost or mislaid, the practitioner must report this immediately to their manager and the data breach team should be informed. Every reasonable effort should be made to find the documents and retain them. The child or their parents should be advised.
Where any paper records are taken out of the office then practitioners must comply with the Councils guidelines.
Where paper records are moved to a new location, the paper records secure handling and transit guidance should be followed (see Durham Resource Library).
When paper based files are transferred to another team the Transfer of Files Form (Durham Resource Library) is completed. This form tracks the team the file is transferring from, the team the file is relocating to and who has received the file at the new location. On completion, this should be forwarded to the relevant administrative Team Leader to be stored on the transfer of files register.
Practitioners using computers at home for work purposes must ensure that they are working within the rules of the 'data protection principles' in accordance with the Data Protection Act. Practitioners should familiarise themselves with the Council's Personal Information Security Policy and have completed the Councils e-learning courses relating to UK GDPR and Data Protection.
This applies to practitioners using laptop computers and mobile devices.
Should the situation ever occur where a laptop is lost or mislaid, the practitioner must report this immediately to their manager and to corporate ICT. Every reasonable effort should be made to find the laptop.
Consideration should be given as to whether the child or their parents should be advised of such an event where personal information may be on the device.
Last Updated: November 14, 2024
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